| Job Title: | Compliance Officer |
|---|---|
| Reference: | BN265053 |
| Salary: | £70000 per annum |
| Location(s): | City of London |
| Industry(s): | Corporate Banking, Corporate Finance, Financial Services, Investment Banking |
| Advertiser: | Cameron Kennedy |
| Employment Type: | Permanent |
| Posted: | 25-02-2010 |
Description:
Compliance OfficerTo £70,000
City of London
Who they are
Our client, a global independent agency broker dealer with institutional clients worldwide, is recruiting for a Compliance Officer.
What you will be doing
You will be responsible for monitoring exchange rules and ensure adherence to FSA rules in all products traded. In addition you will also review AML procedures and produce AML reports.
In order to apply for this role you must have in depth experience with solid knowledge and practical experience of FSA rules and exchange rules including across a number of subjects, including AML, KYC, research, soft commissions and commission sharing.
Ideally you will have worked within a broker dealer environment and have experience of working with a trading environment.
The ideal candidate for this role will possess all of the following qualifications, skill sets and experience:
Do you have experience of AML procedures?
Have you knowledge and practical experience of FSA rules?
Have you worked in a brokerage environment?
Do you have experience of exchange rules?
If you have not been contacted within 2 weeks of submitting your application, please assume that on this occasion we will not be pursuing your application, however we thank you for your interest. For more information or to view other open positions through Cameron Kennedy, please visit us at www.cameronkennedy. com
